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Regulation NMS
Results: 1042

#	Item
841	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 4, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-07 09:55:20 Investment Business Financial markets Economy of the United States NASDAQ Order Algorithmic trading Securities Exchange Act Regulation NMS Stock market Financial economics United States Securities and Exchange Commission
842	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]September 26, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:08:09 Economy of the United States Financial regulation Securities Exchange Act Government Regulation NMS Chicago Board Options Exchange U.S. Securities and Exchange Commission Securities and Exchange Commission United States Securities and Exchange Commission United States securities law 73rd United States Congress
843	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 13, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-14 08:24:20 Finance United States Securities and Exchange Commission Stock market Chicago Board Options Exchange Securities Exchange Act Order Market maker Regulation NMS Futures contract Financial economics Financial markets Investment
844	Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities; Rel. No[removed], File No. SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-23 16:15:57 Financial economics Investment 73rd United States Congress Financial regulation Securities Exchange Act NASDAQ Regulation NMS OTC Bulletin Board Financial Industry Regulatory Authority United States securities law United States Securities and Exchange Commission Stock market
845	Microsoft Word[removed]Corrected.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-26 18:42:31 United States securities law Financial economics Financial markets U.S. Securities and Exchange Commission Financial system Finance Options Price Reporting Authority Regulation NMS United States Securities and Exchange Commission 73rd United States Congress Securities Exchange Act
846	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-16 10:13:33 Investment United States securities law Futures contract Securities Exchange Act Security Regulation NMS U.S. Securities and Exchange Commission Chicago Board Options Exchange Options Clearing Corporation Financial economics United States Securities and Exchange Commission Finance
847	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]September 26, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:26:39 Financial economics Financial system 73rd United States Congress Self-regulatory organizations Securities Exchange Act Securities and Exchange Commission Regulation NMS Financial Industry Regulatory Authority Short United States securities law United States Securities and Exchange Commission Financial regulation
848	Microsoft Word - 34-50893a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-23 14:12:06 73rd United States Congress Securities Exchange Act Business Financial Industry Regulatory Authority Financial system Self-regulatory organization U.S. Securities and Exchange Commission Regulation NMS Manning rule United States securities law United States Securities and Exchange Commission Financial regulation
849	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 26, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-27 08:55:29 73rd United States Congress Financial system Finance Financial regulation Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Financial economics
850	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-17 14:46:51 Investment United States Securities and Exchange Commission Business Finance Manning rule Financial Industry Regulatory Authority Regulation NMS Order Securities Exchange Act Financial economics Stock market United States securities law

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